Disclosures
Every filing, registration, and policy that governs how we operate is listed on this page. If something is missing or unclear, call us and we will walk you through it.
Form ADV
Our Form ADV describes our advisory services, fee structure, conflicts of interest, and disciplinary history. It also provides background on the individuals who advise you. Every client receives this document before or at the time of engagement. It is updated annually or whenever material changes occur.
SEC Investment Adviser Public Disclosure (IAPD)
The SEC maintains a public database of all registered investment advisers. Our IAPD record includes registration status, ownership, advisory services offered, and any regulatory or disciplinary events.
FINRA BrokerCheck
BrokerCheck is a free tool provided by the Financial Industry Regulatory Authority (FINRA) that lets you research the professional background of brokers and registered representatives. You can verify the registration status, employment history, and any reported disclosures for each member of our team.
State Registration
Bigham Wealth Advisory is registered as an investment adviser in the state of Tennessee. Registration does not imply a certain level of skill or training. Advisory services are offered only in states where the firm is properly registered or qualifies for an exemption.
Jurisdictional Notice
This website is intended for residents of the states in which we are registered or otherwise qualified to provide advisory services. Nothing on this site should be construed as a solicitation or offer to sell advisory services to any person in any jurisdiction where such offer or solicitation would be unlawful.
The information provided on this website is for general informational purposes only. It does not constitute investment advice, a recommendation, or an offer to buy or sell any security. Past performance is not indicative of future results. All investing involves risk, including the potential loss of principal.
Fiduciary and Best-Interest Standards
When acting in our capacity as a registered investment adviser, we serve as a fiduciary to our clients. When recommending insurance products through our separately licensed insurance practice, we operate under applicable state best-interest standards. The standard of care, the capacity in which we act, and any compensation we receive are documented in writing on every recommendation.
Insurance Compensation Disclosure
When we recommend or place insurance products, we may receive commissions from insurance carriers. The amount, source, and nature of all compensation are disclosed in writing before any policy is executed. You are never obligated to purchase any insurance product through our firm.
Privacy Policy
We collect personal information only as necessary to provide our advisory and insurance services. We do not sell or share your personal information with unaffiliated third parties for their own marketing purposes. Information may be shared with service providers, custodians, and broker-dealers as required to administer your accounts, or as required by law.
You may request a complete copy of our privacy notice at any time by contacting our office. Our privacy practices are reviewed and updated annually.
Terms of Use
By using this website, you agree that the content is provided for informational purposes only and does not constitute an advisory relationship. An advisory relationship is established only through a signed written agreement. No content on this site should be interpreted as legal, tax, or accounting advice.
We make reasonable efforts to ensure the accuracy of the information presented but do not guarantee that it is complete, current, or free of errors. Links to third-party websites are provided for convenience and do not constitute an endorsement.
Questions About These Disclosures
If anything on this page is unclear or you would like copies of any document referenced above, contact us directly.
Bigham Wealth Advisory
[Street Address]
Chattanooga, TN [ZIP]
[Phone] | [Email]
Verify Our Registration
Investment advisory services offered through Bigham Wealth Advisory, a registered investment adviser in the state of Tennessee. Securities offered through Woodbury Financial Services, Inc., Member FINRA/SIPC. Woodbury Financial Services, Inc. and Bigham Wealth Advisory are not affiliated entities. Registration does not imply a certain level of skill or training. Past performance is not indicative of future results. All investing involves risk, including the potential loss of principal.